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Dissociable neural pathways are involved in the recognition of emotion in static and dynamic facial expressions.

Facial expressions of emotion powerfully influence social behavior. The distributed network of brain regions thought to decode these social signals has been empirically defined using static, usually photographic, displays of such expressions. Facial emotional expressions are however highly dynamic signals that encode the emotion message in facial action patterns. This study sought to determine whether the encoding of facial expressions of emotion by static or dynamic displays is associated with different neural correlates for their decoding. We used positron emission tomography to compare patterns of brain activity in healthy men and women during the explicit judgment of emotion intensity in static and dynamic facial expressions of anger and happiness. Compared to judgments of spatial orientation for moving neutral facial expressions, the judgment of anger in dynamic expressions was associated with increased right-lateralized activity in the medial, superior, middle, and inferior frontal cortex and cerebellum, while judgments of happiness were associated with relative activation of the cuneus, temporal cortex, and the middle, medial, and superior frontal cortex. In contrast, the perception of anger or happiness in static facial expressions activated a motor, prefrontal, and parietal cortical network previously shown to be involved in motor imagery. The direct contrast of dynamic and static expressions indicated differential activation of visual area V5, superior temporal sulcus, periamygdaloid cortex, and cerebellum for dynamic angry expressions and differential activation of area V5, extrastriate cortex, brain stem, and middle temporal cortical activations for dynamic happy expressions. Thus, a distribution of neural activations is related to the analysis of emotion messages in the nearly constant biological motion of the face and differ for angry and happy expressions. Static displays of facial emotional expression may represent noncanonical stimuli that are processed for emotion content by mental strategies and neural events distinct from their more ecologically relevant dynamic counterparts.

Adult↗

Mixed emotions: alcoholics' impairments in the recognition of specific emotional facial expressions.

Facial expression recognition is a central feature of emotional and social behaviour and previous studies have found that alcoholics are impaired in this skill when presented with single emotions of differing intensities. The aim of this study was to explore biases in alcoholics' recognition of emotions when they were a mixture of two closely related emotions. The amygdala is intimately involved in encoding of emotions, especially those related to fear. In animals an increased number of withdrawals from alcohol leads to increased seizure sensitivity associated with facilitated transmission in the amygdala and related circuits. A further objective therefore was to explore the effect of previous alcohol detoxifications on the recognition of emotional facial expressions. Fourteen alcoholic inpatients were compared with 14 age and sex matched social drinking controls. They were asked to rate how much of each of six emotions (happiness, surprise, fear, sadness, disgust and anger) were present in morphed pictures portraying a mix of two of those emotions. The alcoholic group showed enhanced fear responses to all of the pictures compared to the controls and showed a different pattern of responding on anger and disgust. There were no differences between groups on decoding of sad, happy and surprised expressions. In addition the enhanced fear recognition found in the alcoholic group was related to the number of previous detoxifications. These results provide further evidence for impairment in facial expression recognition present in alcoholic patients. In addition, since the amygdala has been associated with the processing of facial expressions of emotion, particularly those of fear, the present data furthermore suggest that previous detoxifications may be related to changes within the amygdala.

Adult↗

Schizophrenic patients show facial reactions to emotional facial expressions.

Facial reactions in schizophrenic patients were assessed via electromyography (EMG) in response to pictures of facial expressions. Male patients and nonpatient controls viewed photographs of positive and negative facial expressions while EMG activity from the corrugator and zygomatic muscle regions was recorded. Both schizophrenic patients and controls exhibited greater zygomatic reactivity in response to positive pictures than in response to negative pictures and greater corrugator reactivity in response to negative pictures than in response to positive pictures. Schizophrenic patients exhibited greater corrugator reactivity than did nonpatient controls. Implications for understanding emotion expression and perception in schizophrenic patients are discussed.

Adult↗

Enhancing images of facial expressions.

Facial images can be enhanced by application of an algorithm--the caricature algorithm--that systematically manipulates their distinctiveness (Benson & Perrett, 1991c; Brennan, 1985). In this study, we first produced a composite facial image from natural images of the six facial expressions of fear, sadness, surprise, happiness, disgust, and anger shown on a number of different individual faces (Ekman & Friesen, 1975). We then caricatured the composite images with respect to a neutral (resting) expression. Experiment 1 showed that rated strength of the target expression was directly related to the degree of enhancement for all the expressions. Experiment 2, which used a free rating procedure, found that, although caricature enhanced the strength of the target expression (more extreme ratings), it did not necessarily enhance its purity, inasmuch as the attributes of nontarget expressions were also enhanced. Naming of prototypes, of original exemplar images, and of caricatures was explored in Experiment 3 and followed the pattern suggested by the free rating conditions of Experiment 2, with no overall naming advantage to caricatures under these conditions. Overall, the experiments suggested that computational methods of compositing and caricature can be usefully applied to facial images of expression. Their utility in enhancing the distinctiveness of the expression depends on the purity of expression in the source image.

Adult↗

Field-dependence and facial expressions.

Facially expressive and nonexpressive subjects (40 undergraduate women) were compared on a measure of field-dependence--independence. Expressives were significantly more field-independent than non-expressives. It was suggested that both social development and the situational context play important roles in determining the effects of perceptual style on nonverbal behavior.

Child Rearing↗

Infant attention to facial expressions and facial motion.

Three-month-old infants were shown moving faces and still faces on videotape in a paired-comparison situation. Motion type was clearly specified, and facial expression and motion were separately varied. Infants saw a still face, internal motion on the face (i.e., motion of the internal features), and whole object (i.e., side-to-side) motion, each with happy and neutral expressions. Infants showed preference for expressions when the face was still and when it showed internal motion. Facial expression and facial motion were equally preferred, and both appeared to be salient dimensions of the face for three-month-old infants.

Affect↗

Facial expressions of emotions and schizophrenia: a review.

It is generally agreed that schizophrenia patients show a markedly reduced ability to perceive and express facial emotions. Previous studies have shown, however, that such deficits are emotion-specific in schizophrenia and not generalized. Three kinds of studies were examined: decoding studies dealing with schizophrenia patients' ability to perceive universally recognized facial expressions of emotions, encoding studies dealing with schizophrenia patients' ability to express certain facial emotions, and studies of subjective reactions of patients' sensitivity toward universally recognized facial expressions of emotions. A review of these studies shows that schizophrenia patients, despite a general impairment of perception or expression of facial emotions, are highly sensitive to certain negative emotions of fear and anger. These observations are discussed in the light of hemispheric theory, which accounts for a generalized performance deficit, and social-cognitive theory, which accounts for an emotion-specific deficit in schizophrenia.

Emotions↗

Facial expressions of emotion and the course of conjugal bereavement.

The common assumption that emotional expression mediates the course of bereavement is tested. Competing hypotheses about the direction of mediation were formulated from the grief work and social-functional accounts of emotional expression. Facial expressions of emotion in conjugally bereaved adults were coded at 6 months post-loss as they described their relationship with the deceased; grief and perceived health were measured at 6, 14, and 25 months. Facial expressions of negative emotion, in particular anger, predicted increased grief at 14 months and poorer perceived health through 25 months. Facial expressions of positive emotion predicted decreased grief through 25 months and a positive but nonsignificant relation to perceived health. Predictive relations between negative and positive emotional expression persisted when initial levels of self-reported emotion, grief, and health were statistically controlled, demonstrating the mediating role of facial expressions of emotion in adjustment to conjugal loss. Theoretical and clinical implications are discussed.

Adult↗

Human facial expressions as adaptations: Evolutionary questions in facial expression research.

The importance of the face in social interaction and social intelligence is widely recognized in anthropology. Yet the adaptive functions of human facial expression remain largely unknown. An evolutionary model of human facial expression as behavioral adaptation can be constructed, given the current knowledge of the phenotypic variation, ecological contexts, and fitness consequences of facial behavior. Studies of facial expression are available, but results are not typically framed in an evolutionary perspective. This review identifies the relevant physical phenomena of facial expression and integrates the study of this behavior with the anthropological study of communication and sociality in general. Anthropological issues with relevance to the evolutionary study of facial expression include: facial expressions as coordinated, stereotyped behavioral phenotypes, the unique contexts and functions of different facial expressions, the relationship of facial expression to speech, the value of facial expressions as signals, and the relationship of facial expression to social intelligence in humans and in nonhuman primates. Human smiling is used as an example of adaptation, and testable hypotheses concerning the human smile, as well as other expressions, are proposed.

Adaptation, Biological↗

An ERP study on the specificity of facial expression processing.

Facial expression processing specificity was investigated by means of event-related potentials (ERPs). Stimuli consisted on happiness facial expressions (H) along with three other visual stimuli with different physical and affective characteristics: neutral facial expressions, landscapes and grey slides. The 32 subjects had to rate the stimuli with respect to two affective dimensions: 'valence' and 'arousal'. EEG was recorded at T7, T8, Fz and Cz, and the epoch was of 1000 ms (100 ms prior to stimulus onset). Analyses revealed that the variability of N200 and P200 components, which were not able to detect a differential activity in response to H stimuli, could be explained in terms of physical complexity and relevance of the stimuli. N300 did detect a differentiation between H and the rest of stimuli, sharing some characteristics of previous and later components. With respect to late components, P300 seemed to reflect the trends of 'arousal' ratings and SW results suggest that its amplitude was influenced by the stimulus recognition effort. Not a clear right or left hemisphere advantage in facial expression processing was found. These ERP results suggest that the specificity of facial expression processing is not strictly circumscribed to a particular latency or to a specific neural area, but it resides in a particular combination of discrete processes.

Adult↗

Facial EMG reactions to facial expressions: a case of facial emotional contagion?

The purpose of this study is to explore whether subjects exposed to stimuli of facial expressions respond with facial electromyographic (EMG) reactions consistent with the hypothesis that facial expressions are contagious. This study further examines whether males and females differ in facial EMG intensity. Two experiments demonstrated that subjects responded with facial EMG activity over the corrugator supercilii, the zygomatic major, the lateral frontalis, the depressor supercilii, and the levator labii muscle regions to stimuli of sad, angry, fearful, surprised, disgusted and happy faces, that, to large extent, were consistent with the hypothesis that facial expressions are contagious. Aspects of gender differences reported in earlier studies were found, indicating a tendency for females to respond with more pronounced facial EMG intensity.

Adult↗

Looking at facial expressions: dysphoria and facial EMG.

Previous research on interpersonal deficits among dysphoric individuals has been equivocal, with some studies finding that dysphoric persons show an increase in negative behavior and other studies finding no group differences. Most studies in this area have employed self-report instruments and behavioral coding systems to examine interpersonal displays. Using a different approach, we examined facial electromyography (EMG) reactivity to pictures of happy and unhappy expressions among dysphoric persons. Dysphoric and non-dysphoric persons viewed happy and unhappy facial expressions while zygomatic EMG and corrugator EMG activity was recorded. Results indicated that both groups showed the appropriate increase in corrugator EMG to unhappy expressions; however, dysphoric persons did not show the expected increase in zygomatic EMG activity to happy expressions while the control participants did show this response. Unexpectedly, the dysphoric group displayed an increase in corrugator EMG activity (e.g. frown response) to the happy facial expressions. These findings indicate that dysphoric persons have impaired interpersonal reactivity that is specific to happy facial displays.

Adult↗

High frequency of facial expressions corresponding to confusion, concentration, and worry in an analysis of naturally occurring facial expressions of Americans.

College students were instructed to observe symmetric and asymmetric facial expressions and to report the target's judgment of the "emotion" she or he was expressing, the facial movements involved, and the more expressive side. For both asymmetric and symmetric expressions, some of the most common emotions or states reported are neither included in standard taxonomies of emotion nor studied as important signals. Confusion is the most common descriptor reported for asymmetric expressions and is commonly reported for symmetrical expressions as well. Other frequent descriptors were think-concentrate and worry. Confusion is characterized principally by facial movements around the eyes and has many properties usually attributed to emotions. There was no evidence for lateralization of positive versus negative valenced states.

Adult↗

[The facial expression says more than words. Is emotional "contagion" via facial expression the first step toward empathy?].

The hypotheses of this investigation were based on the conception of automatic mimicking being an early component involved in the formation of emotional empathy. The parameters compared were facial mimicry reactions, as represented by electromyographic (EMG) activity when subjects were exposed to pictures of angry or happy faces, and the degree of correspondence between facial EMG reactions and their own reported feelings. The subjects in the high-empathy group were found to have a higher degree of mimicking behaviour, while the low-empathy group showed inverse zygomaticus muscle reactions; they "smiled" when exposed to angry faces.

Electromyography↗

Sex differences in asymmetrically perceiving the intensity of facial expressions.

Emotional facial expressions are often asymmetrical, with the left half of the face typically displaying the stronger affective intensity cues. During facial perception, however, most right-handed individuals are biased toward facial affect cues projecting to their own left visual hemifield. Consequently, mirror-reversed faces are typically rated as more emotionally intense than when presented normally. Mirror-reversal permits the most intense side of the expresser's face to project to the visual hemifield biased for processing facial affect cues. This study replicated the mirror-reversal effect in 21 men and 49 women (aged 18-52 yr.) using a videotaped free viewing presentation but also showed the effect of facial orientation is moderated by the sex of the perceiver. The mirror-reversal effect was significant only for men but not for women, suggesting possible sex differences in cerebral organization of systems for facial perception.

Adolescent↗

A principal component analysis of facial expressions.

Pictures of facial expressions from the Ekman and Friesen set (Ekman, P., Friesen, W. V., (1976). Pictures of facial affect. Palo Alto, California: Consulting Psychologists Press) were submitted to a principal component analysis (PCA) of their pixel intensities. The output of the PCA was submitted to a series of linear discriminant analyses which revealed three principal findings: (1) a PCA-based system can support facial expression recognition, (2) continuous two-dimensional models of emotion (e.g. Russell, J. A. (1980). A circumplex model of affect. Journal of Personality and Social Psychology, 39, 1161-1178) are reflected in the statistical structure of the Ekman and Friesen facial expressions, and (3) components for coding facial expression information are largely different to components for facial identity information. The implications for models of face processing are discussed.

Adolescent↗