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SETI target selection.

The NASA High Resolution Microwave Survey consists of two complementary elements: a Sky Survey of the entire sky to a moderate level of sensitivity; and a Targeted Search of nearby stars, one at a time, to a much deeper level of sensitivity. In this paper we propose strategies for target selection. We have two goals: to improve the chances of successful detection of signals from technical civilizations that inhabit planets around solar-type stars, and to minimize the chances of missing signals from unexpected sites. For the main Targeted Search survey of approximately 1000 nearby solar-type stars, we argue that the selection criteria should be heavily biased by what we know about the origin and evolution of life here on Earth. We propose that observations of stars with stellar companions orbiting near the habitable zone should be de-emphasized, because such companions would prevent the formation of habitable planets. We also propose that observations of stars younger than about three billion years should be de-emphasized in favor of older stars, because our own technical civilization took longer than three billion years to evolve here on Earth. To provide the information needed for the preparation of specific target lists, we have undertaken an inventory of a large sample of solar-type stars out to a distance of 60 pc, with the goal of characterizing the relevant astrophysical properties of these stars, especially their ages and companionship. To complement the main survey, we propose that a modest sample of the nearest stars should be observed without any selection biases whatsoever. Finally, we argue that efforts to identify stars with planetary systems should be expanded. If found, such systems should receive intensive scrutiny.

Astronomy↗

Importance of biologically active aurora-like ultraviolet emission: stochastic irradiation of Earth and Mars by flares and explosions.

Habitable planets will be subject to intense sources of ionizing radiation and fast particles from a variety of sources--from the host star to distant explosions--on a variety of timescales. Monte Carlo calculations of high-energy irradiation suggest that the surfaces of terrestrial-like planets with thick atmospheres (column densities greater than about 100 g cm(-2)) are well protected from directly incident X-rays and gamma-rays, but we find that sizeable fractions of incident ionizing radiation from astrophysical sources can be redistributed to biologically and chemically important ultraviolet wavelengths, a significant fraction of which can reach the surface. This redistribution is mediated by secondary electrons, resulting from Compton scattering and X-ray photoabsorption, the energies of which are low enough to excite and ionize atmospheric molecules and atoms, resulting in a rich aurora-like spectrum. We calculate the fraction of energy redistributed into biologically and chemically important wavelength regions for spectra characteristic of stellar flares and supernovae using a Monte-Carlo transport code and then estimate the fraction of this energy that is transmitted from the atmospheric altitudes of redistribution to the surface for a few illustrative cases. For atmospheric models corresponding to the Archean Earth, we assume no significant ultraviolet absorbers, only Rayleigh scattering, and find that the fraction of incident ionizing radiation that is received at the surface in the form of redistributed ultraviolet in the biologically relevant 200-320 nm region (UV-C and UV-B bands) can be up to 4%. On the present-day Earth with its ultraviolet ozone shield, this fraction is found to be 0.2%. Both values are many orders of magnitude higher than the fraction of direct ionizing radiation reaching the surface. This result implies that planetary organisms will be subject to mutationally significant, if intermittent, fluences of UV-B and harder radiation even in the presence of a narrow-band ultraviolet shield like ozone. We also calculate the surficial transmitted fraction of ionizing radiation and redistributed ultraviolet radiation for two illustrative evolving Mars atmospheres whose initial surface pressures were 1 bar. We discuss the frequency with which redistributed ultraviolet flux from parent star flares exceeds the parent star ultraviolet flux at the planetary surface. We find that the redistributed ultraviolet from parent star flares is probably a fairly rare intermittent event for habitable zone planets orbiting solar-type stars except when they are young, but should completely dominate the direct steady ultraviolet radiation from the parent star for planets orbiting all stars less massive than about 0.5 solar masses. Our results suggest that coding organisms on such planets (and on the early Earth) may evolve very differently than on contemporary Earth, with diversity and evolutionary rate controlled by a stochastically varying mutation rate and frequent hypermutation episodes.

Atmosphere↗

A nebula of gases from Io surrounding Jupiter.

Several planetary missions have reported the presence of substantial numbers of energetic ions and electrons surrounding Jupiter; relativistic electrons are observable up to several astronomical units (au) from the planet. A population of energetic (>30[?]keV) neutral particles also has been reported, but the instrumentation was not able to determine the mass or charge state of the particles, which were subsequently labelled energetic neutral atoms. Although images showing the presence of the trace element sodium were obtained, the source and identity of the neutral atoms---and their overall significance relative to the loss of charged particles from Jupiter's magnetosphere---were unknown. Here we report the discovery by the Cassini spacecraft of a fast (>103[?]km[?]s-1) and hot magnetospheric neutral wind extending more than 0.5[?]au from Jupiter, and the presence of energetic neutral atoms (both hot and cold) that have been accelerated by the electric field in the solar wind. We suggest that these atoms originate in volcanic gases from Io, undergo significant evolution through various electromagnetic interactions, escape Jupiter's magnetosphere and then populate the environment around the planet. Thus a 'nebula' is created that extends outwards over hundreds of jovian radii.

Journal Article↗

The first cell membranes.

Organic compounds are synthesized in the interstellar medium and can be delivered to planetary surfaces such as the early Earth, where they mix with endogenous species. Some of these compounds are amphiphilic, having polar and nonpolar groups on the same molecule. Amphiphilic compounds spontaneously self-assemble into more complex structures such as bimolecular layers, which in turn form closed membranous vesicles. The first forms of cellular life required self-assembled membranes that were likely to have been produced from amphiphilic compounds on the prebiotic Earth. Laboratory simulations show that such vesicles readily encapsulate functional macromolecules, including nucleic acids and polymerases. The goal of future investigations will be to fabricate artificial cells as models of the origin of life.

Biological Evolution↗

Heating and melting of small icy satellites by the decay of 26Al.

We study the effect of radiogenic heating due to 26Al on the thermal evolution of small icy satellites. Our object is to find the extent of internal melting as a function of the satellite radius and of the initial 26Al abundance. The implicit assumption, based on observations of young stars, is that planet and satellite accretion occurred on a time scale of approximately 10(6) yr (comparable with the lifetime of 26Al). The icy satellites are modeled as spheres of initially amorphous ice, with chondritic abundances of 40K, 232Th, 235U, 238U, corresponding to an ice/dust mass ratio of 1. Evolutionary calculations are carried out, spanning 4.5 x 10(9) yr, for different combinations of the two free parameters. Heat transfer by subsolidus convection is neglected for these small satellites. Our main conclusion is that the initial 26Al abundance capable of melting icy bodies of satellite size to a significant extent is more than 10 times lower than that prevailing in the interstellar medium (or that inferred from the Ca-Al rich inclusions of the Allende meteorite, approximately 7 x 10(-7) by mass). We find, for example, that an initial 26Al mass fraction of approximately 4 x 10(-8) is sufficient for melting almost completely icy spheres with radii of 800 km, typical of the larger icy planetary satellites. We also find that for any given 26Al abundance, there is a narrow range of radii below which only marginal melting occurs and above which most of the ice melts (and refreezes later). Since extensive melting may have important consequences, such as differentiation, gas release, and volcanic activity, the effect of 26Al should be included in future studies of satellite interiors.

Aluminum↗

Solid organic matter in the atmosphere and on the surface of outer Solar System bodies.

Many bodies in the outer Solar System display the presence of low albedo materials. These materials, evident on the surface of asteroids, comets, Kuiper Belt objects and their intermediate evolutionary step, Centaurs, are related to macromolecular carbon bearing materials such as polycyclic aromatic hydrocarbons and organic materials such as methanol and related light hydrocarbons, embedded in a dark, refractory, photoprocessed matrix. Many planetary rings and satellites around the outer gaseous planets display such component materials. One example, Saturn's largest satellite, Titan, whose atmosphere is comprised of around 90% molecular nitrogen N2 and less than 10% methane CH4, displays this kind of low reflectivity material in its atmospheric haze. These materials were first recorded during the Voyager 1 and 2 flybys of Titan and showed up as an optically thick pinkish orange haze layer. These materials are broadly classified into a chemical group whose laboratory analogs are termed "tholins", after the Greek word for "muddy". Their analogs are produced in the laboratory via the irradiation of gas mixtures and ice mixtures by radiation simulating Solar ultraviolet (UV) photons or keV charged particles simulating particles trapped in Saturn's magnetosphere. Fair analogs of Titan tholin are produced by bombarding a 9:1 mixture of N2:CH4 with charged particles and its match to observations of both the spectrum and scattering properties of the Titan haze is very good over a wide range of wavelengths. In this paper, we describe the historical background of laboratory research on this kind of organic matter and how our laboratory investigations of Titan tholin compare. We comment on the probable existence of polycyclic aromatic hydrocarbons in the Titan Haze and how biological and nonbiological racemic amino acids produced from the acid hydrolysis of Titan tholins make these complex organic compounds prime candidates in the evolution of terrestrial life and extraterrestrial life in our own Solar System and beyond. Finally, we also compare the spectrum and scattering properties of our resulting tholin mixtures with those observed on Centaur 5145 Pholus and the dark hemisphere of Saturn's satellite Iapetus in order to demonstrate the widespread distribution of similar organics throughout the Solar System.

Ammonia↗

The consequence of maximum thermodynamic efficiency in Daisyworld.

The imaginary planet of Daisyworld is the simplest model used to illustrate the implications of the Gaia hypothesis. The dynamics of daisies and their radiative interaction with the environment are described by fundamental equations of population ecology theory and physics. The parameterization of the turbulent energy flux between areas of different biological cover is similar to the diffusive-type approximation used in simple climate models. Here I show that the small variation of the planetary diffusivity adopted in the classical version of Daisyworld limits the range of values for the solar insolation for which biota may grow in the planet. Recent studies suggest that heat transport in a turbulent medium is constrained to maximize its efficiency. This condition is almost equivalent to maximizing the rate of entropy production due to non-radiative sources. Here, I apply the maximum entropy principle (MEP) to Daisyworld. I conclude that the MEP sets the maximum range of values for the solar insolation with a non-zero amount of daisies. Outside this range, daisies cannot grow in the planet for any physically realistic climate distribution. Inside this range, I assume a distribution of daisies in agreement with the MEP. The results substantially enlarge the range of climate stability, due to the biota, in comparison to the classical version of Daisyworld. A very stable temperature is found when two different species grow in the planet.

Biological Evolution↗

The ontogeny of Gaia: the role of microorganisms in planetary information network.

The Gaia theory states that the whole surface layer of the globe, including organisms, atmosphere, hydrosphere and lithosphere, can be viewed as a self-evolving homeostatic system. Bacteria play a principal role in this formative process. This line of thinking should answer several questions: Is the biosphere simply a set of essentially selfish individuals, each testing its fitness? Is memory in the biosphere confined to genes? Is the composition of ecosystems and their behavior only kind of dynamic equilibrium? Or is there a huge amount of epigenetic information that enables organisms to interpret properly their situation and behave accordingly? It is suggested here that it is the information flow, rather than pure thermodynamics and natural selection, that enables living beings not only to "read" their environment, interpret their situation and behave accordingly to this understanding, but also to establish geophysiology, to become part of Gaia. This flow comprises genes as well as signals, diffusible as well as permanent. From an analogy with the situation in the multicellular organism, three types of information mediators inside the body of Gaia are suggested: ultrastructure, diffusible signals and gene flux. With a shared gene pool, intricate ultrastructure and quickly diffusible signals, it is legitimate to consider Gaia a superorganism with an ontogeny.

Animals↗

Physical foundations of the probability of biogenesis.

For bigenesis-a particular kind of systmogenesis-to occur, certain physical and informative requirements were indispensable, especially: (1) the selforganization of new kind of negative feed-backs supported by the trans-substantial channels of information. These were certainly at first organized only on the submolecular level, each of them consisting of many charge-transfer connections. The accomplishment of requirement (1) depends on (2) and (3): (2) the organization of a sufficiently complex structure inside the agglomerated system. We should mention here the desagglomerated inorganic systems according to the archaic models: 'A' (Atoms) and P (astro-Planetary systems). In these prebiotic models the selfregulation background consists of the kind of negative opposing forces). (3) the availability of molecules in which the structure complexity is sufficiently high to be able to contribute to the organization of the trans-substantial channels. Biogenesis of spontaneous trans-substantialization of information channels in feed-backs. The trans-substantial channels are spontaneously organized in the biotic model, but they are also present in many technical electronic models of systems constructed by man. Therefore, it is no wonder that biogenesis probably occurred at the 10--6 m size level (compare the diameter of the microspheres of Fox and the concept of Ponnamperuma who mentions the size of the contemporary Micrococcus). Such a system position - inside the biotic unicellular sub-band (extended actually from 10--6 to 10--1 m) is faviourable for the organization of the high complexity of the structurogenic processes trajectories. It is at the nearest possible level to this region on the dimensional scale where a maximal plurality of the different joining forces exists...

Biological Evolution↗

Assessing the plausibility of life on other worlds.

As the field of astrobiology matures and search strategies for life on other worlds are developed, the need to analyze in a systematic way the plausibility for life on other planetary systems becomes increasingly apparent. We propose the adoption of a simple plausibility of life (POL) rating system based on specific criteria. Category I applies to any body shown to have conditions essentially equivalent to those on Earth. Category II applies to bodies for which there is evidence of liquid water and sources of energy and where organic compounds have been detected or can reasonably be inferred (Mars, Europa). Category III applies to worlds where conditions are physically extreme but possibly capable of supporting exotic forms of life unknown on Earth (Titan, Triton). Category IV applies to bodies that could have seen the origin of life prior to the development of conditions so harsh as to make its perseverance at present unlikely but conceivable in isolated habitats (Venus, Io). Category V would be reserved for sites where conditions are so unfavorable for life by any reasonable definition that its origin or persistence there cannot be rated a realistic probability (the Sun, gas giant planets). The proposed system is intended to be generic. It assumes that life is based on polymeric chemistry occurring in a liquid medium with uptake and degradation of energy from the environment. Without any additional specific assumptions about the nature of life, the POL system is universally applicable.

Biological Evolution↗

Planetary environments and the conditions of life.

Life arose on Earth within a billion years (1 Ga) after planetary accretion and core formation. The geological record, which begins 3.8 Ga BP, indicates environmental conditions much like today's, except for the absence of oxygen. By 3.5 Ga BP microbial ecosystems were already colonizing shallow marine hydrothermal environments along shorelines of volcanic islands. Although similar environments could have existed more than 3.8 Ga BP, they may not have been the spawning grounds of life. Geophysical models of the first 600 Ma of Earth history following accretion and core formation point to a period of great environmental disequilibrium. In such an environment the passage of energy from Earth's interior and from the Sun through gas-liquid-solid domains and their boundaries with each other generated a dynamically interacting, complex hierarchy of self-organized structures, ranging from bubbles at the sea-air interface to tectonic plates. Nested within this hierarchy were the precursors of living systems. The ability of a planet to produce such a hierarchy is speculated to be a prerequisite for the origin and sustenance of life. Application of this criterion to Mars, which apparently experienced no plate tectonism, argues against the origin of martian life. Because only further geological and biogeochemical exploration of the planet can place these qualitative speculations on firm ground, the search for evidence of extinct life on Mars continues to be of highest scientific priority.

Biological Evolution↗

The earth and its life: systems perspective.

From the planetary point of view, the Earth can be imagined as a system comprised of interwined natural populations propagated through time via recycling. This recycling, or 'birth/death' process, imposes age patterns on natural populations of the solid earth, hydrosphere, atmosphere and living entities. Mathematically, the concept is analogous to that of population dynamics in living systems. The populations of the Earth system form a hierarchical structure. The hierarchy of geological tectonic realms contains populations of less than or equal to 10(24)-10(26) gr in size, with half-lives in the 10(7)-10(9) yr time range. The approximate parameters for the oceans are less than or equal to 10(24) gr and 10(2)-10(7) yr, for the atmosphere less than or equal to 10(21) gr and 10(-2)-10(7) yr, and for living systems less than or equal to 10(14)-10(19) gr and 10(-3)-10(-2) yr, respectively. In this perspective, and in departure from the GAIA hypothesis, the subordinate populations, such as those of living systems, are constrained to operate within limits imposed by the larger, and slower, hierarchies. They can overstep the imposed limits only on time scales shorter than the response time of the dominant populations. Isotopic record of past sea water shows that on time scales of 10(7) yr the solid earth, hydrosphere, atmosphere and life act as a unified system controlled by tectonics, that is by the hierarchy of the solid earth.

Biological Evolution↗

Power measurements of spark discharge experiments.

An accurate and precise knowledge of the amount of energy introduced into prebiotic discharge experiments is important to understand the relative roles of different energy sources in the synthesis of organic compounds in the primitive Earth's atmosphere and other planetary atmospheres. Two methods widely used to determine the power of spark discharges were evaluated, namely calorimetric and oscilloscopic, using a chemically inert gas. The power dissipated by the spark in argon at 500 Torr was determined to be 2.4 (+12%/-17%) J s-1 by calorimetry and 5.3 (+/- 15%) J s-1 by the oscilloscope. The difference between the two methods was attributed to (1) an incomplete conversion of the electric energy into heat, and (2) heat loss from the spark channel to the connecting cables through the electrodes. The latter contribution leads to an unwanted effect in the spark channel by lowering the spark product yields as the spark channel cools by mixing with surrounding air and by losing heat to the electrodes. Once the concentrations of the spark products have frozen at the freeze-out temperature, any additional loss of heat from the spark channel to the electrodes has no consequence in product yields. Therefore, neither methods accurately determines the net energy transferred to the system. With a lack of a quantitative knowledge of the amount of heat loss from the spark channel during the interval from ignition of the spark to when the freeze-out temperature is reached, it is recommended to derive the energy yields of the spark products from the mean value of the two methods with the uncertainty being their standard deviation. For the case of argon at 500 Torr, this would be 3.8 (+/-50%) J s-1.

Argon↗